Solicitors

2.1 Authorisation
SRA Authorisation Rules for Legal Services Bodies and Licensable Bodies 2011

SRA Practice Framework Rules 2011

SRA Practising Regulations 2011

SRA Quality Assurance Scheme for Advocates (Crime) Regulations 2013

SRA Training Regulations 2014 – Qualification and Provider Regulations

SRA’s policy statement on Multi-disciplinary practices

Registered Foreign Lawyers Order 2009 (SI 2009/1589)

SRA Overseas Rules 2013

2.2 Supervision, Investigation and Enforcement
SRA Accounts Rules 2001

SRA Intervention Powers (Statutory Trust) Rules 2011

SRA Intervention Information ‘Intervention – what you need to know’

SRA’s ‘Criteria to determine the focus of an investigation’

2.3 Codes
SRA Code of Conduct 2011

2.4 Discipline
SRA Disciplinary Procedure Rules 2011

Solicitors (Disciplinary Proceedings) Rules 2007 (SI 2007/3588)

The Solicitors Disciplinary Tribunal (Appeals and Amendment) Rules (SI 2011/2346)

SDT Practice Direction 1: Service of Proceedings

SDT Practice Direction 2: Disclosure/Discovery

SDT Practice Direction 3: Application for Rehearing

SDT Practice Direction 4: Service by Special Delivery

SDT Practice Direction 5: Inference To Be Drawn Where Respondent Does Not Give Evidence

SDT Practice Direction 6: Case Management For First Instance Proceedings

The Solicitors Disciplinary Tribunal Guidance Note on Sanctions

2.5 Insurance and Compensation
SRA Indemnity Rules 2012

SRA Indemnity Insurance Rules 2013

Minimum Terms and Conditions – Appendix 1 2013

SRA Indemnity Insurance Rules waivers policy

Law Society Guidance on unrated insurance

SRA Compensation Fund Rules 2011

Disclosure of Information ‘First Principles of Disclosure’

SRA Publication of regulatory and disciplinary decisions – Policy statement July 2014

Law Society Guidance Note on VAT on disbursements

2.6 Warnings and Guidance
Warning notice: Referral fees, LASPO and SRA Principles, 11 October 2013

Warning notice: Improper use of a client account as a banking facility, 18 December 2014

Warning notice: High-yield investment fraud, 10 September 2013

Warning notice: Land banking schemes, 14 September 2012

Warning notice: Stamp duty land tax schemes, 16 February 2012

Warning notice: Bogus law firms and identity theft, 26 March 2012